MBE Rules · Professional Responsibility
Dealing with Unrepresented Persons
Cal. Rule 4.3
The rule
A lawyer dealing with an unrepresented person may not imply disinterest, must correct misunderstandings about the lawyer's role, and may not give legal advice beyond advising them to secure counsel when interests conflict.
In plain English
When a lawyer interacts with someone who doesn't have their own lawyer, they must be clear about their role and cannot pretend to be neutral. If the unrepresented person misunderstands the lawyer's position, the lawyer must clarify it and can only suggest that they seek their own legal counsel if there are conflicting interests.
Worked example
A lawyer meets with a potential client who is involved in a dispute with a former business partner. The lawyer explains the legal process but does not clarify that they represent the business partner, leading the unrepresented person to believe the lawyer is on their side. The lawyer must correct this misunderstanding and advise the unrepresented individual to hire their own lawyer to avoid any conflict of interest.
Memory hook
No neutral ground: clarify your role and steer them to counsel!
The trap
Exams may present scenarios where the lawyer's role is ambiguous, tricking students into thinking the lawyer can provide more advice than allowed. Watch for questions that test your understanding of conflicts of interest.
How examiners test it
This rule often appears in questions that involve interactions between lawyers and unrepresented parties, focusing on the lawyer's obligations to clarify their role and avoid giving legal advice.
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More Professional Responsibility rules
- Duty of Confidentiality · Cal. Bus. & Prof. Code § 6068(e); Rule 1.6
- Client Trust Account — IOLTA · Cal. Rules of Prof. Conduct 1.15
- Duty to Report Misconduct · Cal. Rules of Prof. Conduct 8.3
- Unconscionable Fees · Cal. Rule 1.5
- Fee Division Among Lawyers · Cal. Rule 1.5.1
- Compensation from Third Parties · Cal. Rule 1.8.6